Interim Head of Compliance - FCA Regulated Firm (SMF16/17)

Interim Head of Compliance - FCA Regulated Firm (SMF16/17) 6-12 Month Contract | London | Inside IR35 | Immediate Start A UK-regulated financial services firm is seeking an experienced Interim Head of Compliance to step into a key leadership role (SMF16/SMF17) on an initial 6-12 month contract. You will be responsible for overseeing the compliance framework, regulatory reporting, and engagement with the FCA, while supporting the firm through a period of transformation and strategic realignment. Key experience required: Recent SMF16 and/or SMF17 approval in an FCA-regulated environment Strong understanding of capital markets, brokerage, or trading platforms Hands-on leadership of compliance monitoring, governance, and advisory functions Proven ability to operate at ExCo/Board level and liaise with regulators Start: ASAP Location: London-based firm, hybrid working Rate: Competitive, via umbrella or Ltd company (Inside IR35) To express interest, please submit your CV. All applications will be handled in confidence.
Other jobs of interest...
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!