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Permanent

Compliance Manager - Advisory - Investment Management

London
money-bag £75,000 per annum
442F05C48013A44DB6A7D285FD79EB09
Posted 5 days ago

Overview

The Compliance Manager will oversee and strengthen compliance processes within the financial services industry, ensuring adherence to regulatory frameworks.Responsibilities

Oversee and strengthen compliance processes within the financial services industry, ensuring adherence to regulatory frameworks.Provide a proactive and technical service to the business on the interpretation and guidance of the FCA''s rules (and any other relevant regulatory or legal issues that may apply).Provide impact assessment and gap analysis for any new FCA initiatives.Contribute to and lead regulatory change and business change projects as required.Act as the Local Consumer Duty and Product Governance Champion/SME for Compliance and as the Compliance lead for Vulnerable Customers.Lead Compliance for SMCR and TC.Maintain and improve Compliance policies in line with best practice and engage with the business to ensure embedding of said policies.Coordinate and deliver Compliance training, including induction training.Qualifications

Successful Compliance Manager should have: Ability to interpret complex regulations and relay them practically to the business.Experience in interpretation and implementation of regulatory change within a business environment.Job Offer

Circa £75,000 equivalent salary, depending on experience.Opportunity to work within a structured and professional environment in London.Chance to advance your career in the financial services industry.If you are an experienced Compliance Manager looking to make an impact, apply for this exciting opportunity in London.

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