Overview

Partner Financial Planning role at ACCA CareersCompany DescriptionEvelyn Partners is a UK leader in wealth management, providing personalised, expert investment management and financial planning advice to support clients in embracing what''s next. Our success hinges on our people and that''s our secret for longevity. We are a team of passionate professionals and everything we do is guided by our purpose - placing the power of good advice into more hands, we go further to understand the needs of our clients and what matters most to them. We''re here to help them make significant decisions with confidence, provide strong foundations for the future and guide them towards their goals.Job Description

Job PurposeTo build and develop trusted relationships with current and potential clients. To be responsible for delivering Financial Planning and Wealth Management advice. To work within the context of an agreed business plan. All advice given to clients must be suitable, tailored and personalised to the client and in line with advice and control policies. Be strategically aligned to the Company''s goals and objectives, and act as ambassadors for the company at all times, having a clear understanding of the strategic place in the advice market. To contribute to the wider business through sharing of experience and knowledge via forums, training and development sessions.Responsibilities

To look after and support client needsTo plan, implement and execute the annual Business plan in line with agreed individual targets.To build new client relationships and maintain and develop existing client relationships through effective ongoing service to help minimise attrition, and to deliver new instructions and referrals as a result of satisfied clientsStructure and lead client meetings in a professional manner, ensuring all information and advice provided is up to date, technically accurate and meets clients'' needsTo ensure clients have the right advice to achieve their financial objectives, while understand and considering the impact of factors such as retirement planning, inheritance, and tax efficiency for individual clientsTo ensure client reviews are undertaken at least annually in line with clients'' changing risk attitudes and strategic requirementsTo work in partnership with Investment Management (IM) and Professional Services (PS) colleagues to develop client relationshipsTo build and maintain COIs to initiate and nurture close relationships with professional advisersMaintain the New Business Pipeline (NBP) and ensure all values and dates are up to dateEnsure comprehensive client records are kept and that these are accurate and up to date at all times and in line with Group policyTo strive for no complaints and where they are received ensure that they are raised with the Client Resolution team in a timely fashion and assist in bringing them to a satisfactory resolutionEnsure that knowledge and skills are maintained and developed in line with industry, regulatory and internal requirements by undertaking regular and appropriate CPD in order to reach their full potential (for the wider benefit of the Group)Contribute to the business development design and implementation initiatives across the location, working with Managing Partners, Regional Managing Partners and key stakeholders deliver positive outcomesTo motivate, coach and develop team members to enable them to achieve their responsibilities and accountabilities as documented in their job profiles and Business Plans, taking into account business specialisms and development areasTeam Heads only – Undertakes supervision of direct reports, ensuring TandC regulations and Evelyn Partners suitability processes are adhered to and all documentation requirements completed and submittedQualifications

Business acumen together with experience in developing and implementing business plans RequiredProven track record of successful business development RequiredProven ability to deal with new and existing clients on a fee basis RequiredAbility to understand and communicate advice practices and processes clearly and effectively. RequiredAbility to analyse client information and highlight requirements to make suitable recommendations RequiredTechnical/product knowledge and effective communication of wide ranging holistic financial planning strategies and solutions RequiredA strong ethic of client and customer service RequiredAbility to work under pressure and to prioritise work RequiredExcellent communication skills both written and verbal RequiredProven ability in mentoring, training and developing adviser colleagues RequiredExtensive experience of operating within a risk management framework together with a thorough understanding of the risks and threats pertaining to a private client business RequiredProfessional Qualifications and Education

Holds a relevant level 4 qualification or above (aspiring for Level 7) and maintains an up-to-date Statement of Professional StandingAdditional Information

Key Competencies

Financial PlanningAble to construct and maintain suitable financial plans for clients taking into account:Client''s requirements, circumstances, and tax situationClient''s appetite for and ability to bear risk and capacity for lossClient''s short, medium, and longer term aspirationsUnderstand and be able to consider the relative impact of factors such as retirement planning, inheritance/estate planning, divorce, investment structures, tax efficiency for individual clients and construct financial plans accordinglyUnderstand the features and benefits of the different types of financial product and be able to select suitably to meet the needs of individual clientsAble to identify suitable financial solutions for the client''s short-, medium- and longer term needs and monitor their financial plans for continued suitability on an ongoing basisUnderstand and be able to evaluate the impact of changes in client circumstances, legislation or the fiscal framework and general economic conditions and take appropriate action to adapt client''s financial plansAble to explain complex financial planning issues to clients in a clear and comprehensive manner and ensure that they have been fully understoodAble to explain the divisional strategy, demonstrating how business should be conducted to achieve the desired goals. Contributes to the achievement of the divisional strategyClient EngagementWhere appropriate able to structure and lead client meetings ensuring that information given is up to date, clear and not misleading and meets the client''s needsAll dealings with clients are conducted professionally and their requests are dealt with in a timely and effective manner with all correspondence and reporting being clear and not misleading, technically accurate and meets the needs of the clientBuilds a relationship of trust with clients and is able to act as an alternative point of contact for requests and instructionsBusiness DevelopmentAble to articulate the key benefits and considerations of our proposition to potential clients and accurately evaluate whether our services are suitable for their circumstancesAble to build relationships with third parties providing them with clear and accurate information on which to base their decisionsBusiness LeadershipPromotes an environment where good performance and behaviour is openly acknowledgedSets plans and priorities for their team and self which are consistent with the Group''s purpose, vision and values and contributes to that of the departmentDemonstrates a full understanding of the roles and accountabilities of the management framework of the divisionRegulatoryEnsures that fair treatment of clients is at the forefront of all activities within the divisionEnsures that all interactions with clients and third parties are conducted in an open and transparent mannerDemonstrates a thorough understanding of the regulatory framework and specifically, but not exclusively, the ability to apply the regulation pertaining to:Financial Crime / Market AbuseClient Money and AssetsConflicts of InterestTreating Customers Fairly / Conduct RiskData Protection and Information SecurityPrinciples for Businesses including Consumer DutyComplaints HandlingConduct of Business Sourcebook [COBS] (including Know Your Client, Suitability, etc)Continuous Professional DevelopmentEnsures that knowledge and skills are maintained and developed in line with industry, regulatory and internal requirements by undertaking regular and appropriate CPD in order to reach their full potential (for the wider benefit of the Group)Regularly and comprehensively logs CPD undertakenWhere required, actively contributes to the development of colleaguesSupervisionLeads by example displaying strong values and beliefs and a commitment to encouraging individuals to operate within clearly defined ethical boundaries and put the client at the front of everything that they doCompletes regular assessments of individuals and provides regular feedback to them on their performance and behaviours, recognising both strengths and areas for development and providing appropriate training, coaching and supportEnsures that knowledge of their direct reports is kept up to date and that industry, regulatory and internal changes are appropriately communicatedEnsures that any underperformance or conduct issues are dealt with fairly, consistently, and promptly ensuring that clients and other team members are not disadvantaged, and that senior management and HR are involved as appropriateEnsures that strict criteria are applied when recruiting and that the training needs for new recruits are comprehensively evaluated and appropriate interventions providedCreates an environment that attracts and retains the best people who share our valuesEnsures their direct reports comply with the Group''s Conduct Risk policyOwns and proactively promotes Training and Competence with direct reports, delivers the activities expected of them from the Training and Competence scheme and accurately and appropriately applies the policy and procedures detailed within the Training and Competence schemeRisk ManagementDemonstrates an understanding of the risks to clients within their operation and how these will be mitigatedDemonstrates an understanding and application of the Group''s Conduct Risk Framework i.e. how the conduct risk framework is applied and used to manage risks pertaining to client / counterparty detriment and the integrity of the market because of inappropriate systems / processes and / or judgement by staff in the execution of the group''s businessKnowledge Management, Administration and Record KeepingManages records and data appropriately in line with Group policyWhere appropriate, proficient in the use of all relevant internal and external systems and information feedsApplies effectively and consistently department''s decision making and escalation processesUnderstands the operating structure of the division and roles and responsibilities of the departmental management teamOperates in accordance with division''s policies and procedures manualsEnsures comprehensive client records are kept and that these are accurate and up to date at all timesNote: This job posting includes content that may be reproduced for non-commercial purposes and is provided for informational purposes only.

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