Overview

We are seeking an experienced

Regulatory Enforcement Partner

to join our specialist Financial Services team. This role offers the opportunity to work on a wide variety of high-value, complex, and sensitive disputes and regulatory matters, advising both institutions and individuals at the forefront of financial services.Work highlights include:Financial Services Disputes

– Advising on complex claims such as disputes between global banks and hedge funds, professional negligence allegations, tailored business loan claims, mistaken payments, and alleged mis-selling of interest rate hedging products.Financial Ombudsman Service (FOS)

– Handling complaints spanning family legal protection policies and disability insurance cover.Regulatory Investigations

– Acting for both regulators and regulated entities throughout investigations into deposit takers and insurers.Redress Exercises

– Supporting firms following FCA Final Notices, including customer contact exercises, redress provision, and annual review processes, as well as preparing customer communications and regulatory submissions.Regulatory Powers and Interviews

– Advising on requirements and permissions imposed by regulators, and guiding senior executives through regulatory interviews and approval/rejection processes.Policy Development

– Contributing to the establishment of the Bank of England’s Enforcement Decision Making Committee (EDMC), including consultation papers, policy statements, and senior-level engagement.Data Protection

– Advising on disputes involving sensitive customer data, liaising with internal data protection teams and the ICO.Regulatory Reviews and Internal Investigations

– Preparing for HM Treasury-directed reviews, leading internal investigations, and coordinating responses to Production Orders.Consumer Credit and Financial Crime

– Drafting internal complaints procedures, advising on consumer credit reviews, supporting IRHP review teams, and working with the Joint Money Laundering Intelligence Taskforce.The opportunityThis is an exciting chance to join a firm with a growing reputation in financial services disputes and regulatory enforcement. You’ll work closely with major institutions, regulators, and senior executives, shaping outcomes on issues of strategic importance while building a high-profile practice.If you would like to be considered please send your CV to charlotte.pember@idexconsulting.comSeniority level

Mid-Senior levelEmployment type

Full-timeJob function

LegalIndustries

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