Head Compliance
Head of Compliance Location: Remote (occasional travel to South York)A boutique, family-run wealth planning firm is seeking a Head of Compliance to join their growing team. This is a newly created role, offering the chance to shape and lead the compliance function within a well-established business that manages over 60 million in assets across 140+ individual clients.The firm specialises in pensions and investments and prides itself on delivering exceptional client outcomes through a culture of integrity, collaboration, and continuous improvement.About the Role:As Head of Compliance, you will be responsible for ensuring the business remains fully compliant with FCA regulations and internal policies. You''ll work closely with senior leadership to embed a strong compliance culture and provide strategic guidance across all areas of regulatory risk.This role offers significant flexibility, with the option to work remotely most of the time, making it ideal for experienced compliance professionals seeking a better work-life balance.Key Responsibilities:Develop and maintain the firm''s compliance framework, policies, and proceduresMonitor regulatory developments and ensure timely implementation of changesConduct internal audits and compliance reviewsProvide compliance training and support to staffAct as the primary point of contact for FCA-related mattersOversee client file reviews and ensure suitability documentation meets regulatory standardsSupport the business in maintaining eth
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