Desk Based Financial Advisor
We''re looking for an experienced Financial Advisor to join our desk-based advice team, focused on building lasting client relationships and delivering high-quality, compliant advice.You''ll play a key role in retaining existing clients, identifying new opportunities and providing expert financial guidance that drives both client satisfaction and business growth. You must be regulated via FCA and have competent Advisor status.What You''ll Be DoingDeliver annual client reviews to a high professional standardProvide tailored financial advice and generate new business from existing clientsManage client enquiries and build strong, trust-based relationshipsMaintain accurate client records and ensure all interactions are fully documentedHandle queries and complaints efficiently, ensuring positive outcomesWork towards individual and team performance targetsPromote our full range of services to maximise opportunitiesCompliance and StandardsOperate in line with FCA regulations and Consumer Duty requirementsMaintain competency through ongoing CPD and Training and Competence programmesFollow all internal policies, procedures and compliance guidelinesWhat We''re Looking ForQualified to level 4 (CII, LIBF, CISI all suitable)Proven experience as a Financial AdvisorStrong knowledge of pensions, investments and the wider financial services industrySolid understanding of FCA regulations and compliance standardsExcellent communication and client relationship skillsComfortable using CRM systems
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