Head of Compliance, Risk and Financial Crime (SMF16/17)
Head of Compliance, Risk and MLRO (SMF16/17)About the RoleFirm operating within wealth manmagement, financial planning and financial advice are seeking an experienced Head of Compliance, Risk and MLRO to lead and oversee the Risk, Compliance and Financial Crime functions of the business. This is a senior leadership position with significant Board exposure and responsibility for ensuring the firm maintains a robust governance framework, strong regulatory compliance, and an effective risk management culture.The successful candidate will act as the firm''s Money Laundering Reporting Officer (MLRO) and will be responsible for developing and implementing the firm''s risk and compliance strategy, ensuring alignment with business objectives, regulatory requirements, and Board-approved risk appetite. This is an exciting opportunity to join a growing wealth and investment management business and play a key role in shaping its governance, regulatory and risk framework.The business has their main operation located in Yorkshire and would ideally prefer the successful candidate to be in the office 1 or 2 days per week although this can be flexible if required.Key ResponsibilitiesRisk Management and GovernanceLead and manage the Risk, Compliance and Financial Crime functions.Maintain and enhance the firm''s Enterprise Risk Management Framework.Ensure risks are identified, assessed, monitored, mitigated and reported effectively.Oversee risk registers, risk and control assessments, key risk
Other jobs of interest...
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!