Compliance Analyst
Description As a Compliance Analyst at Benchmark, you ll play a vital part in our ongoing commitment to regulatory excellence and client protection. You ll work closely with colleagues across the business to monitor, analyse, and improve our compliance processes helping us remain at the forefront of industry standards. What You''ll Do: Monitor and Analyse: Run regular exception control reports, ensuring we meet both regulatory and internal standards. Proactively escalate potential issues to the Compliance Manager for timely resolution. Enhance Our Oversight: Conduct detailed due diligence and risk assessments, and contribute to ongoing compliance monitoring processes. Support Smooth Operations: Manage day-to-day compliance administration, including updating procedures and maintaining accurate records. Spot Trends and Drive Improvement: Use daily tasks to identify trends, issues, and opportunities for continual process enhancement. First-Line Support: Act as the initial escalation point for compliance queries, providing guidance to colleagues. Collaborate on Projects: Assist with compliance projects and handle varied ad-hoc tasks, adapting to business needs. Represent Compliance: Attend meetings as the compliance representative and prepare concise meeting minutes as required. Champion Enhancement: Identify and communicate ideas for improving our systems and procedures. Engage with Stakeholders: Work closely with senior management, advisers, and external stakeholders, ensu
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