Investment Compliance Analyst
Sterling Williams are currently supporting the hiring of an Investment Compliance Analyst on behalf of a Fund Services and Solutions business on a permanent basis - this would suit candidates with a background in Investment or Fund Operations looking to move into Compliance or Risk, or someone with 12 months in Compliance already.Investment Compliance / Risk Analyst Salary circa £30,000 - £34,000 pa plus benefitsFull-time; permanentOffice location: Peterborough, but hybrid working is on offer (tapering down over the first few months to 2 consecutive days a month in the office)Working within the Compliance team, the Investment Compliance and Risk Analyst will support the wider team who are responsible for the day-to-day oversight of all Funds for Authorised Corporate Director (ACD) and Administration services, from monitoring investment risk to meeting mandatory regulatory reporting standards. Manage, action, and assign emails received to the Compliance Team group inbox daily. Highlight and escalating to members of the team where required.Assist with the timely resolution of errors and complaints including escalation of significant matters and ensuring appropriate record keeping.Ensure that all errorsmplaints are recorded on the registers held and appropriate documentation is produced and retained to facilitate Compliance and Depositary reporting.Liaise with delegated Investment Managers and all in-house Operational teams over any errors arising, in order to record and reduce
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