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Permanent

Compliance Officer (Asset Management)

London
money-bag 10000-500000 Annual
3086850185
Posted Yesterday

Titan Wealth is a fast-growing wealth management business, both in the UK and internationally. It has evolved a fairer, more efficient and effective business model, structured to deliver leading advice-led wealth management services, giving financial advisers and their clients the best opportunity to fulfil their dreams and ambitions.We provide a dynamic work environment full of opportunity, one where both individual and team initiative and contribution is encouraged, so that together we can deliver better outcomes for our clients over the long term.The Compliance Officer''s role is to support the SMF 16/17 in the institutional asset management division of the Titan Wealth Group. The investment funds managed by Titan are UCITS, AIFs and ICAVs domiciled in the UK and Ireland sold directly via platforms and through other firms within the Titan Group. The funds are also sold through model portfolios which are distributed to retail customers via IFAs and wealth managers.This is a wide-ranging role covering all compliance topics relating to both investment funds and other more generic compliance responsibilities.Responsibilities:Support the SMF 16/17 in all investment compliance oversight activities.Undertake compliance monitoring activities, ensuring that relevant evidence is recorded appropriately and any findings are resolved on a timely basis.Ensure compliance policies are reviewed and updated on a regular basis.Provide compliance input into projects as required.Review breache

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