Executive Director (SMF3) and Head of compliance / MLRO (SMF16/17)Canary Wharf Permanent Hybrid (3/2 split)Up to £110,000cer Financial are working alongside a boutique asset manager who are based in Canary Wharf. They are seeking an Executive Director (SMF3) and Head of compliance / MLRO (SMF16/17) to work with them on a permanent basis. The responsibilities of the candidate will include:SMF3 (Executive Asset Management Lead):Holds overall responsibility for the firm''s asset management business, including investment operations and governance.Oversees investment frameworks, strategy approvals, and risk limits.Ensures robust portfolio governance (valuation, performance, conflicts, best execution).Accountable for the firm''s risk management framework across market, liquidity, operational, and regulatory risks.Ensures compliance with FCA rules and UK regulatory standards.Oversees financial performance, budgeting, and resource allocation.Acts as the main senior contact with regulators.Ensures clear allocation and oversight of senior management responsibilities.SMF16/17 (Compliance and AML Lead)Acts as Compliance Officer and Money Laundering Reporting Officer.Designs and maintains compliance and AML/CTF frameworks in line with FCA requirements.Monitors and implements regulatory changes across the firm.Oversees day-to-day compliance activities and second-line controls.Manages client due diligence (CDD/EDD/KYC) and onboarding processes.Supports SMandCR requirements (certification, C