Permanent
Compliance Administrator
Royal Leamington Spa

223915641
Posted Yesterday
Our client is an incredibly reputable business based in Leamington Spa that offers a variety of services to individuals or companies. The business specialises in delivering these goods through specialised departments.
Job Purpose:
- To provide administrative support to the Managing Director and the Risk & Compliance Officer.
- To work by the firm’s policies and procedures, maintaining high standards of professionalism expected within a legal practice.
- Support the firm’s Anti-Money Laundering, Counter-Terrorist Financing, and Anti-Proliferation Financing compliance by auditing file reviews and recording outcomes accurately.
- Monitor and track corrective actions following compliance audits; notify the Risk & Compliance Officer of any overdue actions and maintain records of all findings.
- Assist the Risk & Compliance Officer with file review coordination, ensuring timely completion of reviews and follow-up on all corrective actions by fee earners.
- Produce quarterly matter balance reports via Tikit and liaise with fee earners to ensure reviews are completed and deadlines are met; escalate delays to the Risk & Compliance Officer.
- Record compliance breaches in the firm’s risk register; ensure follow-up and closure of breaches promptly and maintain up-to-date documentation.
- Provide administrative support in preparation for external audits and accreditations.
- Communicate professionally with internal departments to support the effective operation of the compliance function.
- Undertake general administrative duties to ensure smooth departmental operation.
- Previous experience in an administrative role is essential.
- Experience in compliance or within a law firm is desirable, though full training will be provided.
- Confident user of Microsoft Outlook, Word, and Excel; knowledge of Tikit or legal case management systems would be advantageous.
- High level of attention to detail and strong accuracy in record-keeping.
- Well-organised with the ability to manage tasks independently and prioritise effectively.
- Calm, professional, and approachable with excellent communication skills.
- A proactive team player with a flexible and adaptable approach.
- Ability to maintain discretion and confidentiality at all times.
- Working Hours: Mon-Fri, 35 hours per week or Part-Time (minimum 25 hours per week).
- On-site working.
- 23 days annual leave (increasing to 27 days with length of service).
- Office Closure between Christmas and New Year (1 day’s holiday must be allocated).
- Private Health Care Scheme.
- EAP for employees and families.
- Death in Service (3x annual salary).
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